-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IXM+ld1allJ4A2l2GfEaRTnGfcbmRP7D1Ai1dNmDiZmQAr7/s49ODapdVVrwolDX tajVl7mdQvNDsRqYHOCsOw== 0000950152-98-001032.txt : 19980217 0000950152-98-001032.hdr.sgml : 19980217 ACCESSION NUMBER: 0000950152-98-001032 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10280 FILM NUMBER: 98534409 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE STREET 2: P O BOX 899 CITY: EVANSVILLE STATE: IN ZIP: 47706 BUSINESS PHONE: 8124671265 MAIL ADDRESS: STREET 1: PO BOX 889 CITY: EVANSVILLE STATE: IN ZIP: 47706 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINNICUTT LIDA M CENTRAL INDEX KEY: 0000902792 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 HIGHWOOD RD CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602430863 MAIL ADDRESS: STREET 1: 11 HIGHWOOD RD CITY: BLOOMFIELD STATE: CT ZIP: 06002 SC 13G/A 1 ESCALADE, INC./LIDA KINNICUTT SC 13G/AMENDMENT 11 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* ESCALADE, INCORPORATED (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 269056-10-4 (CUSIP Number) Check the following box if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 5 Pages 2 CUSIP No. 269056-10-4 13G Page 2 of 5 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. of Above Person Lida M. Kinnicutt 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) X --- 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF 5. SOLE VOTING POWER SHARES 145,295 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- EACH 7. SOLE DISPOSITIVE POWER REPORTING 145,295 PERSON 8. SHARED DISPOSITIVE POWER WITH -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 145,295 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.76% 12. TYPE OF REPORTING PERSON* IN 3 CUSIP No. 269056-10-4 13G Page 3 of 5 Pages ITEM 1 (a) NAME OF ISSUER: Escalade, Incorporated (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 817 Maxwell Avenue Evansville, IN 47717 ITEM 2 (a) NAME OF PERSON FILING: Lida M. Kinnicutt (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 11 Highwood Road Bloomfield, CT 06002 (c) CITIZENSHIP: U.S.A. (d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value (e) CUSIP NUMBER: 296056-10-4 ITEM 3 This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b). ITEM 4 OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: 145,295 4 CUSIP No. 269056-10-4 13G Page 4 of 5 Pages (b) PERCENT OF CLASS: 4.76% (c) (i) SOLE VOTING POWER: 145,295 (ii) SHARED VOTING POWER: -0- (iii) SOLE DISPOSITIVE POWER: 145,295 (iv) SHARED DISPOSITIVE POWER: -0- ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS This statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities being reported. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable 5 CUSIP No. 269056-10-4 13G Page 5 of 5 Pages ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10 CERTIFICATION By signing below, the undersigned certifies that, to the best of her knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of her knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Date: February 5, 1998 /s/ Lida M. Kinnicutt -------------------------- LIDA M. KINNICUTT -----END PRIVACY-ENHANCED MESSAGE-----